About Us

The attorneys at Schifanelli Law, LLP are experienced with recovering investments mismanaged by broker-dealers and financial advisors. We have experienced staff, including experienced FINRA financial advisors, who can review your losses and determine if they were the result of broker mismanagement, broker fraud, broker negligence, or a violation of an advisor's fiduciary duty. If you have a case, we'll represent you through the mandatory FINRA arbitration as required by your broker advisory agreement. Contact the experienced broker negligence attorneys at Schifanelli Law, LLP for a free consultation and assessment of your investment portfolio.   

We have a record of success representing licensed Financial Advisors and Financial Specialists who believe that their former employer has defamed them by listing false and derogatory information on their FINRA Form U-5. False - or even misleading or unclear - entries on an advisor's Form U-5 can ruin a hard-earned and otherwise honest career in the financial industry. Future employers will be unlikely to hire any advisor who appears to be a compliance liability, leaving the advisor with nowhere to hold their licensure and their book of business. Contact the experienced FINRA Form U-5 attorneys at Schifanelli Law, LLP for a free and confidential consultation regarding Form U-5 expungement and seeking monetary damages for U-5 defamation.